Since it costs a lot to win, and even more to lose,
You and me bound to spend some time wondering what to choose.
Deal – The Grateful Dead
IIROC recently published guidance regarding managing conflicts of interest arising from soliciting dealer arrangements. The guidance elaborates on existing conflict of interest rules in the context of takeover bids, plans of arrangement, proxy contests and other securities transactions involving various types of solicitation fees.
Continue Reading IIROC Provides Guidance on Soliciting Dealer Arrangements