Timely Disclosure

Timely Disclosure

Updates and Commentary on Current issues in M&A, Corporate Finance and Capital Markets

Category Archives: AMF (Québec)

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The AMF Decides Not to Offer Financial Compensation to Whistleblowers

Posted in AMF (Québec), Corporate Governance, OSC, Securities Regulatory Authorities
On February 18, 2016, the Autorité des marchés financiers (AMF) announced that it will not offer financial rewards to whistleblowers who report violations of the laws administered by the AMF. This decision follows careful analysis of the measures implemented by the regulatory organizations of other jurisdictions. The AMF determined that financial rewards were not an… Continue Reading

Notice of Designation Orders for Trade Repositories for Derivatives

Posted in AMF (Québec), Derivatives, OSC, Securities
The Ontario Securities Commission (OSC)  has issued three orders  (see http://www.osc.gov.on.ca/documents/en/Marketplaces/marketplaces_20140923_nco-chicago-dtcc-ice.pdf) pursuant to section 21.2.2(1) of the Securities Act (Ontario) designating the following three entities as trade repositories: Chicago Mercantile Exchange Inc. (CME) DTCC Data Repository (U.S.) LLC (DDR) ICE Trade Vault, LLC ( ICE TV) Pursuant to the designation orders, market participants that are required… Continue Reading